Kalman filtering for carrier phase recovery in optical offset-QAM Nyquist WDM systems

Trung Hien Nguyen (1) , Christophe Peucheret (1)

1 FOTON - Institut des Fonctions Optiques pour les Technologies de l'informatiON

Nyquist wavelength-division-multiplexing (NWDM) systems based on offset quadrature amplitude modulation (OQAM) have been considered as interesting candidates to achieve a better spectral efficiency. However, such systems are very sensitive to laser phase noise that causes the loss of OQAM orthogonality. In this paper, we investigate carrier phase recovery using a modified extended Kalman filter (M-EKF) in OQAM-based NWDM systems. The proposed method can achieve an optical signal-to-noise ratio (OSNR) penalty lower than that of the state-of-the-art modified blind phase search (M-BPS) algorithm. More specifically, for a 1e-5 normalized laser linewidth, the M-EKF method exhibits 0.8-dB and 1.7-dB OSNR penalties (at a bit-error-rate of 3.8×10-3) lower than the M-BPS method for 16-and 64-OQAM modulations, respectively. Furthermore, compared to the M-BPS method, our proposed method is of lower complexity. The required total number of multiplications and additions of the M-EKF method is reduced by about 3.3 and 6.7 times compared to that of M-BPS for 16-and 64-OQAM modulations, respectively, confirming the effectiveness of the proposed method.

Mots clés: Nyquist WDM; offset-QAM; coherent detection; carrier phase recovery; Kalman filtering

Domaines: Optique / photonique

Trung Hien Nguyen, Christophe Peucheret. Kalman filtering for carrier phase recovery in optical offset-QAM Nyquist WDM systems. IEEE Photonics Technology Letters, 2017, 29 (12), pp.1019-1022. ⟨10.1109/LPT.2017.2701907⟩. ⟨hal-01533974⟩